Plexus Consulting Group...

Advises broker-dealers and hedge funds with respect to compliance and advocates their positions before regulatory agencies and SRO’s.

Works closely with the Public Management Corporation and International Association of Small Broker-Dealers and Advisers to provide advocacy, advice and research to the international small financial services and issuer community

Provides temporary or part-time compliance assistance to BD’s and hedge funds that cannot afford full-time staff.

Special expertise in short sales, married puts, REG.M, stock loan, prime brokers, international, derivatives, compliance procedures, BD employment issues, supervision, registration and qualifications, business continuity, long distance supervision, securities futures, institutional sales and trading, hot issues, research.

Provides expert testimony in all the above referenced areas.